Rules · EXM-F
EXM-F01 — A financial service is anything in paragraphs (a)–(m) of ETA 123(1) that is not excluded
Current — Verified against the live source. Safe to cite.
A financial service is anything in paragraphs (a)–(m) of ETA 123(1) that is not excluded by (n)–(t). The inclusion that matters for advisors is (l), "arranging for". The exclusions that matter are (p) providing advice, (q.1) asset management service, and (r.4) preparatory services
Sources
- Memorandum 17-9 (primary) · local copy